Compliance/Disclosures

The fixed-income markets come replete with compliance and disclosure requirements for the management and accounting treatment of loans and securities. These requirements seem to be in a constant state of flux and revision, and the onus is on each individual company to ensure they maintain compliance with these complex rules. Primatics Financial has direct and relevant experience supporting our clients in this market, through interpretation of the requirements and determination of their applicability to the core business, and ultimately operationalizing or productionalizing a system or set of processes to comply with them. Whether it be through our Evolv suite of accounting products, or through selecting a system or set of systems to handle the requirements, we partner with these market participants to ensure they are not at risk with not meeting these compliance objectives.

Compliance Risk on the Rise

The number of banks contacted by regulators regarding Memorandums of Understanding (MOU)

* For 2009, figures are as of June 1 (FDIC), July 27 (Office of the Comptroller of the Currency), and June 30 (Federal Reserve).

Contact Us

703.342.0040
clients@primaticsfinancial.com